Which two of the following statements related to Stage 1 of an initial certification audit against ISO 9001:2015 are true?

Which two of the following statements related to Stage 1 of an initial certification audit against ISO 9001:2015 are true?
A . During the Stage 1 audit, the audit team:
B . Verifies the degrees of customer satisfaction
C . Evaluates the conditions of all sites
D . Reviews the client’s management system documented information
E . Evaluates the results of the last management review
F . Verifies the compliance with legal requirements
G . Reviews the processes with high level of risk

View Answer

Answer: DG

Explanation:

• Reviews the client’s management system documented information: This activity involves checking the documentation of the quality management system, such as the quality policy, the quality objectives, the scope, the processes, and the procedures, to ensure that they meet the requirements of ISO 9001:2015123. The audit team also evaluates the client’s understanding and implementation of the standard, and identifies any gaps or nonconformities that need to be addressed before the Stage 2 audit123.

• Reviews the processes with high level of risk: This activity involves assessing the processes that have a significant impact on the quality of the products or services, or that pose a high risk of nonconformity or customer dissatisfaction123. The audit team also verifies the client’s risk management approach, and evaluates the effectiveness of the controls and actions taken to mitigate the risks123.

The other options are not statements that are true for the Stage 1 audit, according to the web search results from my internal tool. They may be related to other stages or types of audits, but they are not the focus of the Stage 1 audit.

Therefore, the correct answer is D and G.

Reference: 1: ISO 9001 Certification Audits | Stage 1 and Stage 2 – 9001. Simplified 2: Stage 1 of your

Audit | NQA Blog 3: Getting Certified to ISO 9001 – the Stage 1 Audit