Which two of the following are included in the objectives of the ‘Stage 1 initial certification audit’?

Which two of the following are included in the objectives of the ‘Stage 1 initial certification audit’?
A . To evaluate the performance of monitoring and reviewing activities.
B . To evaluate the preparedness of the organisation for a Stage 2 audit.
C . To evaluate the internal audit and management review processes.
D . To review the quality manual.
E . To make a decision on certification to ISO 9001:2015.
F . To evaluate the operational processes of the organisation.

View Answer

Answer: BD

Explanation:

• To evaluate the preparedness of the organisation for a Stage 2 audit: This objective involves assessing the readiness of the organisation to undergo the Stage 2 audit, where the conformity and effectiveness of the quality management system will be verified123. The audit team will check the level of implementation and understanding of the quality management system, identify any major gaps or nonconformities, and confirm the audit scope, criteria, and plan123.

• To review the quality manual: This objective involves reviewing the documented information of the quality management system, such as the quality policy, the quality objectives, the scope, the processes, and the procedures, to ensure that they meet the requirements of ISO 9001:2015123. The audit team will also evaluate the organisation’s understanding and application of the standard, and identify any areas of improvement or concern123.

The other options are not included in the objectives of the Stage 1 initial certification audit, according to the web search results from my internal tool. They may be related to other stages or types of audits, but they are not the focus of the Stage 1 audit.

Therefore, the correct answer is B and D.

Reference:

1: ISO 9001 Certification Audits | Stage 1 and Stage 2 – 9001. Simplified

2: Stage 1 of your Audit | NQA Blog 3: Getting Certified to ISO 9001 – the Stage 1 Audit