PECB ISO-45001 Lead Auditor PECB Certified ISO 45001 Lead Auditor Exam Online Training
PECB ISO-45001 Lead Auditor Online Training
The questions for ISO-45001 Lead Auditor were last updated at Feb 20,2025.
- Exam Code: ISO-45001 Lead Auditor
- Exam Name: PECB Certified ISO 45001 Lead Auditor Exam
- Certification Provider: PECB
- Latest update: Feb 20,2025
An audit team leader prepares the audit plan for an initial Stage 2 certification audit.
Which two of the following statements are false?
- A . The organisation should review the audit plan for agreement.
- B . The audit team leader does not select the OHS audit team members.
- C . The audit team leader should plan to interview each employee.
- D . The audit team leader should present the plan to the auditee before the Stage 2 audit.
- E . The organisation should cancel at staff leave during the audit.
- F . The plan does not need to include the names of the senior managers.
When calculating an ISO 45001 third party initial audit duration, which two of the following statements are false?
- A . Consider the number of functions related to OHS management
- B . Consider the number of sites to be sampled
- C . Include outsourced processes
- D . Include the time allocated for lunch breaks
- E . Incorporate the time taken to travel to/from the audit location
- F . Think about the complexity of the organization’s business
Whistlekleen is a national dry cleaning and laundry organization with 50 shops. You are conducting an OHSMS surveillance audit of the head office and are sampling health and safety performance monitoring. You find that 80 per cent of incident originate from five shops in the same region. Most of these relate to staff and customer feeling unwell due to breathing in the pungent atmosphere. Some required to be hospitalized. The OHS Manager tells you that these are the oldest shops in the organization. The cleaning equipment emits Volatile Organic Compounds (VOCs) and needs replacing but the organisation cannot afford it at the moment.
You raise the following nonconformity against clause 10.2 of ISO 45001.
‘’The organization failed to act after incidents in the five old shops involving the release of VOCs from laundry operations, which resulted in injury in some instances. The equipment used was not capable of consistently operating to the required level of safety’’
Select one of the options which would constitute the most effective corrective action for the nonconformity.
- A . Display on emergency phone number in a prominent place to ensure that injured workers and shoppers
- B . Evaluate and update the Personal protective equipment (PPE) requirements for employees working with strong chemicals such as face masks and gloves.
- C . Reassess the OH&S risks associated with the laundry process in the five old shops.
- D . Review the current safety procedures related to handling and use of chemicals In the laundry process to ensure their effectiveness.
You are auditing a site of Good Food Shack, a restaurant chain. In the kitchen area, you notice a half-filled open drum sitting in a pool of liquid, which is dribbling across a work area. You ask the head Chef what is in the drum and are told it is waste the frying process. When you ask why it is kept there, You are told that it is not normally kept there, but it not a problem and says that he will arrange it to be moved to a storeroom and will give the floor a good clean.
Look around the kitchen, you observe knives and cleavers lying around on worktops, staff wearing no protective gloves and a large pot of boiling water with nobody near it. There is no evidence of any fire extinguishers of fine blankets within sight.
You decide to raise a nonconformance. Select one of the options that best describes the finding against clause 8.1.2 of ISO 45001.
- A . Failure to reduce risks associated with working in the kitchen.
- B . Measures to prevent slippage in the kitchen from waste cooking oil were not taken.
- C . Staff are at risk of serious injury while working in the kitchen.
- D . Training of the kitchen staff was not effective enough to prevent poor safety awareness in the kitchen area.
During a second-party audit at a sawmill, you find that the OHSMS Manager conducted the hazard identification process. In the risk assessment report, hazards were listed as physical hazards, chemical hazards, biological hazards and psychosocial hazards, with the hazards categories as low medium and high to be addressed. The OHSMS Manager did not have an action plan for low and medium risks, saying that they ignored those He stated that they brought in a health and safety consultant to advise on treatment for the high risks.
When interviewing the OHSMS Manager, the auditor presents a nonconformity relating to potential hazards In the factory If the dust extraction system broke down. The OHSMS Manager said that. If that happened, the agreed planned action is that workers would put masks on. Select one of the options for how the auditor should respond to this statement.
- A . Advise that the factory should cease its operations It the dust extraction equipment malfunctioned.
- B . Ask the OH5MS Manager to confirm that this action meets regulatory requirements for air purity.
- C . Seek evidence that the response action is both Implemented and effective.
- D . Suggest that they should increase their maintenance checks.
You are conducting an ISO 45001 audit of Widgets Inc.., an organization manufacturing machine parts for the aerospace industry, You find a short entry in the incident report file connecting a machine operator who suffered minor injury to his face four weeks ago when a small ribbon of metal hit him while operating his machine.
The subsequent investigation found that he was not wearing the required protective Personal Protective Equipment (PPE). He was subject to disciplinary action and warned that he would lose his job if it happened again.
Select two option of points of investigation which you would consider in order to determine conformity or nonconformity with clause 10.2 of ISO 45001.
- A . Check whether any corrective actions were taken to eliminate or reduce the risk of recurrence of the Incident.
- B . Determine whether the Health and Safety Authority was notified of the incident
- C . Establish whether the Incident Investigation determined the root cause of the Incident
- D . Find out when the operator’s machine was last subject to a maintenance programme.
- E . find out whether the operator was sent to the hospital.
- F . Interview the operator to check if the was wearing the correct PPE.
XYZ Corporation is an organisation that employs 100 people. As an audit team leader, you are conducting a certification audit at Stage1. When reviewing the OH&S management system (OHSMS), you find that the objectives have been defined by an external consultant using those of a competitor, but nothing is documented. The Health and Safety Manager complains that this has created a lot of resistance to the OHSMS, and the Chief Executive Is asking questions about how much It will cost. Select two erf the options which describe the circumstances h which you could raise a nonconformity against clause 0.2 of ISO 45001.
- A . Establishing OH&S objectives did not include top management.
- B . OH&S objectives are not being implemented by the organisation’s personnel.
- C . H&S objectives ace not maintained as documented information.
- D . H&S objectives were not establish in alignment with the organizations OH&S polity.
- E . The consultant has not Interpreted ISO 4S001 correctly.
- F . The organization cannot afford to undertake OH&S objectives all at once
An audit team leader arrives at a fabrication organisation that manufactures stairways to..certification audit. At a meeting with the OHSMS Manager the audit finds that the responsibility for worker consultation and participation lies with the managerial team. Select from the options four actions by the managerial team that encourage worker consultation and participation.
- A . Promoting collaborating workers to higher positions
- B . Appointing worker’s representatives
- C . Conducting toolbox talks on health and safety
- D . Giving ownership of health and safety matters
- E . Ignoring worker’s suggestions
- F . Implementing a payment scheme to reward worker’s OHS performance
- G . Implementing methods tor engaging workers
- H . threatening reprisals to whistleblowers
Wash-it-up is an organization that provides window cleaning services for the industrial sector. It has been certified t ISO 45001 for some time and has appointed a new OHS Manager. The audit plan during a surveillance audit includes the improvement actions and the auditor asks to see the most recent management review meeting minutes.
surveillance audit includes the Improvement actions and the auditor asks to see the most recent management review meeting minutes.
Which six of the statements would represent output audit evidence for the management review?
- A . Decagons related to continual improvement opportunities
- B . Allocation of a bigger budget for the OHS department
- C . Improvements In the OHSMS
- D . Minutes of previous management reviews
- E . Opportunities to integrate the OHS management system with other business processes
- F . Plan to priorities health and safety issues as a business strategy
- G . Procurement of new safety harnesses for workers
- H . Report showing the trend of an increase In safety incidents
- I . Updates to the risk register
- J . Worker feedback of positive and negative comments
Showitoff is an organisation spcialising in the design and production of wall decorating material for the domestic market. During an ISO 45001 certification audit of the site, the auditor comes across an open, walled area just outside the maintenance department. It contains various scraps of wood and metal as well as several rusty components. Several heavy concrete beams are learning against a thin brick wall in which cracks are visible. When asked about it, the OHS Manager states that he presume that the material come from maintenance work, so it is the Maintenance Manager’s responsibility. The auditor interviews the Maintenance Manager in his department. He asks about the area outside and is told that it contains some excess materials that the Manager likes to keep in case they come in handy at some stage. The auditor points out that the wall appears to be unstable collapse at any moment. The Maintenance Manager is not aware of such a situation.
Which three statement represent good audit practice?
- A . The auditor should advice the organisation to get rid of the walled area.
- B . The audit should ask the Maintenance Manager to conduct a safety survey.
- C . The audit should check the lines of communication between the OHS Manager and maintenance Manager.
- D . The auditor should check whether the organization has identified the safety hazards associated with the walled area.
- E . The auditor should consider surveying more areas of the site for other potentially unsafe situations.
- F . The audit should demand that the Maintenance Manager deals with the wall.
- G . The audit should raise a nonconformity against ISO 45001.
- H . The audit should refer the organization to the health and safety authorities.