Harry is a new Mutual fund dealer, he selectively leaves out that he is one of the biggest shareholders and sits on the board of a mutual fund company he is suggesting the clients to buy. He is most likely in breach of
Harry is a new Mutual fund dealer, he selectively leaves out that he is one of the biggest shareholders and sits on the board of a mutual fund company he is suggesting the clients to buy. He is most likely in breach of
A . Confidentiality
B . Integrity
C . Compliance
D . Professionalism
E . Duty of care
Answer: B
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