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Which of the following is/are forms of plagiarism as defined by AIMR code of conduct?
Which of the following is/are forms of plagiarism as defined by AIMR code of conduct? I. Using material from a seminar in research reports without proper acknowledgment. II. Presenting statistical estimates prepared by others without the associated caveats and qualifiers. III. Using of information obtained in a teleconference without identifying...
Standard II (C) deals with ________.
Standard II (C) deals with ________.A . None of these answersB . Obligation to Inform Employer of Code and StandardsC . Disclosure of Conflicts to EmployerD . Duty to EmployerE . Fundamental ResponsibilitiesF . PlagiarismG . Use of Professional DesignationH . Professional MisconductView AnswerAnswer: F Explanation: Standard I deals with...
A critical part of Standard IV (A.2) is to distinguish between:
A critical part of Standard IV (A.2) is to distinguish between: A. research reports and investment memoranda. B. insider trading and appropriate trading. C. CFA charterholders and non- CFA charterholders. D. none of these answers. E. employees and independent contractors. F. industry and company analysis. G. the buy side and...
Edward Witten works for Princeton Investments and has registered to take Level III exam next year. He had taken the Level III exam 3 years ago but was not successful. In his firm's promotional material, he has stated that he is a candidate in the CFA program and has successfully passed Level II. Edward has:
Edward Witten works for Princeton Investments and has registered to take Level III exam next year. He had taken the Level III exam 3 years ago but was not successful. In his firm's promotional material, he has stated that he is a candidate in the CFA program and has successfully...
According to the AIMR- PPS, terminated portfolios are included in the composite for how long after termination?
According to the AIMR- PPS, terminated portfolios are included in the composite for how long after termination?A . Composites must include terminated portfolios after the last full performance measurement period the portfolios were under management.B . Composites should include the terminated portfolio only until the date of termination.C . Composites...
Which of the following is/are true?
NL is a country with no securities laws. LS is a country that has securities laws that are less strict than the AIMR code of ethics while MS has securities laws that are stricter than the code of ethics. Which of the following is/are true? I. A member who lives...
AIMR Standard ________ prohibits plagiarism.
AIMR Standard ________ prohibits plagiarism.A . I (D)B . IV (A)C . None of these answersD . II (C)E . III (B)View AnswerAnswer: D Explanation: Standard II (C) - Prohibition against Plagiarism states: "Members shall not copy or use, in substantially the same form as the original, material prepared by...
Willier is the research analyst responsible for following Company X. All the information he has accumulated and documented suggest that the outlook for the firm's new products is poor, so the stock should be rated a weak hold. During lunch, however, Willier overhears a financial analyst from another firm offer opinions that conflict with Willier's forecasts and expectations. Upon returning to his office, Willier releases a strong buy recommendation to the public. Willier:
Willier is the research analyst responsible for following Company X. All the information he has accumulated and documented suggest that the outlook for the firm's new products is poor, so the stock should be rated a weak hold. During lunch, however, Willier overhears a financial analyst from another firm offer...
A financial analyst should conduct himself with ________, competence and dignity and act in an ethical manner in his dealings with the public, clients, customers, employers, employees and fellow analysts.
A financial analyst should conduct himself with ________, competence and dignity and act in an ethical manner in his dealings with the public, clients, customers, employers, employees and fellow analysts.A . integrityB . moralityC . none of these answersD . honorE . principalView AnswerAnswer: A Explanation: The Code of Ethics:...
Which of the following can be found in Standard IV?
Which of the following can be found in Standard IV?A . Members must use the CFA designation in a dignified manner.B . Members shall make reasonable and diligent efforts to avoid any material misrepresentation in any research report or investment recommendation.C . Members shall comply with any prohibitions on activities...
