CFE Law V1

Claude stole a large amount of cash from his employer and then deposited the funds into a domestic bank account Next, he wired the illicit funds to a foreign bank account and engaged m several other transactions using foreign accounts to make them difficult to trace Finally, he transferred the...

To determine if a misrepresentation in the offer or sale of any securities is material a fraud examiner should answer which of the following questions?A . "Did the person who made the representation believe that it was suitable for potential investors?" B. "Was the misrepresentation made by an authorized individual?"...

Which of the following is the MOST ACCURATE statement about the different types of alternative dispute resolution'?A . The agreements reached in mediations are generally nonbinding. B. In a mediation session, the mediator decides who should win the dispute at issue C. The decisions reached in all arbitrations are always...

Which of the following statements concerning the appointment of expert witnesses at that is accurate?A . Generally, the court appoints the primary expert witnesses in inquisitorial jurisdictions. B. Generally, only the parties may select expert witnesses in inquisitional jurisdictions. C. Generally the court selects the primary expert witnesses in adversarial...

Which of the following is NOT one of the elements that the government must prove to establish a violation of a law criminalizing false statements to government agencies?A . The government relied on the false statement B. The defendant knew the statement was false C. The defendant made a false...

Davis is an employee at Waccamaw Homeplace a publicly traded corporation Davis knows that Waccamaw is about to publicly announce a new joint venture project in China, so he buys shares of Waccamaw stock Assuming that his conduct was illegal m the jurisdiction in which he works and resides, what...

Which of the following is generally NOT one of the goals of deferred prosecution agreements?A . To postpone prosecution until a company conducts an extensive internal investigation B. To get an organization to reform its policies C. To allow prosecutors to resolve a case while still punishing malfeasance D. To...

Which of the following is the MOST ACCURATE statement about the litigation privilege in common law jurisdictions?A . The primary purpose of the litigation privilege is to protect confidential communications between a client and the client's legal representative B. The litigation privilege only protects documents and materials prepared by an...

In jurisdictions that allow for corporate criminal liability which of the following is typically required for the corporation to be vicariously liable for the acts of one of its employees?A . Management was directly involved with the offense B. Management knew of the underlying offense but did not correct it...

Which of the following can affect the rights that employees may have during an internal investigation?A . Existence of fraud risk factors B. Existence of violation red flags C. Existence of interstate compacts D. Existence of an employment contractView AnswerAnswer: D