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Another name for "covered" person is ________.
Another name for "covered" person is ________.
A . guardian
B . none of these answers
C . ombudsman
D . access person
E . fiduciary
F . supervisor
Answer: D
Explanation:
Access or covered persons have knowledge of pending or actual investment recommendations or action. The firm’s definition of access (covered) person should be broad enough to cover all people with that knowledge.
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